AddThis Social Bookmark Button

Disclosure and Regulatory Information

Legacy CG, LLC dba Legacy Consulting Group. ("Legacy") is a SEC registered investment adviser located in Plano, Texas. Legacy and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC registered investment advisers by those states in which Legacy maintains clients. In addition, representatives of Legacy are registered representatives of Perryman Securities, Inc., a FINRA registered Broker/Dealer and member of SIPC. Legacy may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Legacy's web site is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, Legacy does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Legacy with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Legacy, please contact the United States Securities and Exchange Commission and/or the state securities law administrators for those states in which Legacy maintains a notice filing. Rankings by unaffiliated rating services and/or publications such as Wealth Manager Magazine mentioned on the web site should not be construed as a guarantee that a client will experience favorable outcomes if Legacy Consulting Group is engaged to provide investment advisory services. Nor should such rankings be construed as a current or past endorsement of Legacy Consulting Group by any of its clients. Rankings published by Wealth Manager Magazine and others, generally base their selections upon information submitted by investment advisors throughout the country.  

 
A copy of Legacy's current written disclosure statement discussing Legacy's business operations, services, and fees is available from Legacy upon written request. Legacy does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third party provider, whether linked to Legacy's web site or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
 
Financial Life Planning® is a registered trademark of Money Quotient, Inc.
 
CFP® is owned by the Certified Financial Planner Board of Standards and is rewarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements.